David Wayne Morley

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 12/2021
  Avantax Investment Services, Inc.
  Enid, OK
• 09/2013 → 09/2016
  Wymer Brownlee Tax & Financial Management, Inc.
  Enid, OK
• 09/2013 → 12/2021
  Avantax Advisory Services
  Enid, OK
• 01/2006 → 12/2021
  Jennings Seminars
  Jeffersonville, IN
• 10/2016 → Present
  Select Wealth Management, Pc
  Enid, OK
• 12/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-09-16 → 2021-12-20
  Avantax Advisory Services
  Enid, OK
• 2002-12-09 → 2013-10-03
  Fsc Securities Corporation
  Enid, OK

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2002 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: PERSONALLY LICENSED BUT HAVE NOT UTILIZED OR SOLD ANY PRODUCTS IN SEVERAL YEARS. DO NOT PLAN ON DOING SO IN THE FUTURE. SALES OF LIFE, HEALTH, DISABILITY, FIXED ANNUITIES, AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: SELECT WEALTH MANAGEMENT, PC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX SERVICES START DATE: 10/2016 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 15 BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION AND CONSULTING SERVICES 3. NAME OF OTHER BUSINESS: FIRST BAPTIST CHURCH, ENID OK INVESTMENT RELATED: NO ADDRESS: 401 W MAINE, ENID, OK 73701 NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 11/2013 POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: TREASURER FOR THE ORGANIZATION, REVIEW FINANCIALS AND PRESENT TO THE CHURCH AT QUARTERLY BUSINESS MEETINGS, SIGN CHECKS WITH 2 SIGNATURES REQUIRED; 4. NAME OF OTHER BUSINESS: TRUSTEE FOR VARIOUS INDIVIDUALS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TRUSTEE RELATIONSHIPS START DATE: 2010, 2012, 2017, 2020 POSITION/TITLE/RELATIONSHIP: TRUSTEE APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: TRUSTEE DUTIES INCLUDE MANAGEMENT OF BUSINESS VENTURES OWNED BY THE VARIOUS TRUSTS AND ASSISTING PRIMARY TRUSTEE WITH CERTAIN TRUSTS; 5. NAME OF OTHER BUSINESS: CHAMPLIN EXPLORATION, INC. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: OIL & GAS PRODUCTION START DATE: 6/1986 POSITION/TITLE/RELATIONSHIP: CFO APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 BRIEF DESCRIPTION OF DUTIES: CHIEF FINANCIAL OFFICER, I SUPERVISE ACCOUNTING STAFF, REVIEW OVERALL OPERATIONS, DISCUSSIONS WITH COO WHO IS A PETROLEUM ENGINEER. THE COMPANY IS OWNED BY THE CHAMPLIN FAMILY AND PARTICIPATES IN THE DRILLING OF O&G WELLS AND THEIR OPERATIONS; 6. NAME OF OTHER BUSINESS: DJM INVESTMENTS, INC. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: THIS COMPANY INVESTS IN THE DRILLING OF O&G WELLS ALONGSIDE THOSE OF CHAMPLIN EXPLORATION, INC. DJM IS ALLOWED TO PARTICIPATE UP TO 1% OF THE DRILLING ACTIVITY. START DATE: 6/1986 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: MAKE DECISION WHETHER TO PARTICIPATE IN THE DRILLING OF O&G WELLS AS OPPORTUNITIES ARE PRESENTED; 7. NAME OF OTHER BUSINESS: SELECT WEALTH MANAGEMENT, PC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: INVESTMENT ADVISOR - DBA FOR SECURITIES BUSINESS START DATE: 10/2016 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: PRESIDENT;

Exams

• S66 Uniform Combined State Law Examination
  2001-01-08