Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-10
CA RA APPROVED 2023-04-21
  • TX RA
    APPROVED_RES
    Since 2025-03-10
  • CA RA
    APPROVED
    Since 2023-04-21

Branch Locations

888 San Clemente Drive Suite 300, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Securities Llc Los Angeles CA 05/2014 09/2022
Ubs Financial Services, Inc Irvine CA 09/2022 Present
Previous Registrations
Other Businesses

NAME OF OTHER BUSINESS: Clutch Capital Inc. / INVESTMENT RELATED?: Y / ADDRESS: 122 Pewter / NATURE OF THE BUSINESS: Retailers (Apparel, Food, General), Buying and Selling sport cards. / POSITION: Proprietor / owner / DUTIES: Buy and sell cards / START DATE: 1/1/22 / HOURS DEVOTED TO BUSINESS: NA NAME OF OTHER BUSINESS: Tony Young / INVESTMENT RELATED?: Yes / ADDRESS: 74 Peony, Irvine / NATURE OF THE BUSINESS: Investment property rental income / POSITION: Sole proprietorship / DUTIES: Landlord responsibilities / START DATE: 3/1/2017 / HOURS DEVOTED TO BUSINESS: NA Orange County Chinese American Chamber of Commerce,CA,United States,Association (e.g. Trade or Industry, Sport),All industries.The mission of the association is to serve as a platform in connecting and serving the Chinese American entrepreneurs and professional in Orange County.,President,Attend board of director meetings to plan events and functions.Start date -2/21/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-01
S63 Uniform Securities Agent State Law Examination 1999-07-24
  • S66 Uniform Combined State Law Examination
    2023-03-01
  • S63 Uniform Securities Agent State Law Examination
    1999-07-24
Other Names
  • Tony M Young

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Newport Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor