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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-10 |
| CA | RA | APPROVED | 2023-04-21 |
Branch Locations
888 San Clemente Drive Suite 300, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Llc | Los Angeles | CA | 05/2014 | 09/2022 |
| Ubs Financial Services, Inc | Irvine | CA | 09/2022 | Present |
NAME OF OTHER BUSINESS: Clutch Capital Inc. / INVESTMENT RELATED?: Y / ADDRESS: 122 Pewter / NATURE OF THE BUSINESS: Retailers (Apparel, Food, General), Buying and Selling sport cards. / POSITION: Proprietor / owner / DUTIES: Buy and sell cards / START DATE: 1/1/22 / HOURS DEVOTED TO BUSINESS: NA NAME OF OTHER BUSINESS: Tony Young / INVESTMENT RELATED?: Yes / ADDRESS: 74 Peony, Irvine / NATURE OF THE BUSINESS: Investment property rental income / POSITION: Sole proprietorship / DUTIES: Landlord responsibilities / START DATE: 3/1/2017 / HOURS DEVOTED TO BUSINESS: NA Orange County Chinese American Chamber of Commerce,CA,United States,Association (e.g. Trade or Industry, Sport),All industries.The mission of the association is to serve as a platform in connecting and serving the Chinese American entrepreneurs and professional in Orange County.,President,Attend board of director meetings to plan events and functions.Start date -2/21/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-24 |
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