Brett Paul Goldberg

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → 09/2016
  Ubs Financial Services Inc.
  Westlake Village, CA
• 09/2016 → 02/2025
  Wells Fargo Advisors Financial Network, Llc
  Westlake Village, CA
• 02/2025 → Present
  Lpl Financial Llc
  Westlake Village, CA

Previous Registrations

• 2016-09-30 → 2025-03-06
  Wells Fargo Advisors Financial Network, Llc
  Westlake Village, CA
  Hailey, ID
• 2008-07-14 → 2016-10-21
  Ubs Financial Services Inc.
  Westlake Village, CA
• 2001-03-22 → 2008-07-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Westlake Village, CA
  Westlake Village, CA

Other Businesses

1)12/10/2024 - Townsgate Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)12/10/2024 - BL VENTURES, LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Boise, ID - Start: 12/2001 - 1 Hr/Mth 3)12/10/2024 - SHERWOOD WEALTH MANAGEMENT - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Newbury Park,CA - Start: 08/2016 - 1 Hr/Mth 4)12/10/2024 - BG CONCEPTS, LLC dba WINEKEEPER IDAHO BL VENTURES - Business Owner - Wine Storage Business - Non-Inv Rel - Boise, ID - Start: 03/2007 - 1 Hr/Mth 5)12/10/2024 - MIDDLETON VILLAGE PARTNERS - Owner of Real Estate Rental - Inv Rel - Boise, ID - Start: 03/2006 - 1 Hr/Mth

Exams

• S66 Uniform Combined State Law Examination
  2000-12-07

Other Names

• Brett P Goldberg