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Current Employers
Trustage Investment Management

5910 Mineral Point Rd, Madison, WI 53705 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-04-21
  • IA RA
    APPROVED
    Since 2023-04-21

Branch Locations

Denver, IA • United States

5910 Mineral Point Rd, Madison, WI 53705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Waverly IA 05/2000 Present
Cuna Mutual Group Waverly IA 05/2000 Present
  • 05/2000 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2000 → Present
    Cuna Mutual Group
    Waverly, IA
Other Businesses

Simply Chic LLC. Boutique clothing store business owned and operated by spouse. My role will be one of general support and general business manager. I will have the responsibility of making all initial business filings, paying filing and startup fees, establishing relationships with local accountant and attorney to take care of payroll and day-to-day bookkeeping, tax preparation and filing. The address of the business is 143 E Main St Denver IA 50622. Start date of operations will be 9/1/2024, but the LLC name was filed and approved 7/3/2024. Number of hours per month devoted to business - 5 to 7. All hours spent on business will occur outside of market trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-26
S63 Uniform Securities Agent State Law Examination 2001-10-26
  • S66 Uniform Combined State Law Examination
    2009-06-26
  • S63 Uniform Securities Agent State Law Examination
    2001-10-26
Other Names
  • Allan Rothmeyer Scott

View on SEC IAPD

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