Jose Antonio De La Lama

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-25
FL	RA	APPROVED	2021-02-08

TX RA
APPROVED

Since 2026-06-25
FL RA
APPROVED

Since 2021-02-08

Branch Locations

600 Brickell Avenue Suites 1875 And 2250, Miami, FL 33131 • United States

Miami, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Miami	FL	10/2011	02/2021
Bank Of America, N.A.	Miami	FL	03/2013	02/2021
Raymond James & Associates	Miami	FL	02/2021	Present

10/2011 → 02/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL
03/2013 → 02/2021

Bank Of America, N.A.

Miami, FL
02/2021 → Present

Raymond James & Associates

Miami, FL

Previous Registrations

2011-10-10 → 2021-02-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL
2005-08-16 → 2011-10-07

Morgan Keegan & Company, Llc

Coral Gables, FL

Coral Gables, FL

Miami, FL
2005-05-26 → 2005-08-23

Truist Investment Services, Inc.

Hialeah, FL
2000-11-15 → 2002-08-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-12-11

S66 Uniform Combined State Law Examination

2000-12-11

Designations

Other Names

Jose A De La Lama

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews