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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-05 |
Branch Locations
20 Commerce Drive Suite 301, Cranford, NJ 07016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp | Dallas | TX | 09/2000 | 10/2019 |
| 1St Global Advisors, Inc | Springfield | NJ | 03/2006 | 10/2019 |
| Avantax Insurance Services, Inc. | Cranford | NJ | 06/2007 | 09/2025 |
| O'COnnor, Davies, Llp | Cranford | NJ | 01/2014 | Present |
| Avantax Investment Services, Inc. | Cranford | NJ | 10/2019 | 09/2025 |
| Avantax Advisory Services | Cranford | NJ | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Cranford | NJ | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) FMRTL WEALTH ADVISORS (FORMERLY FMRTL FINANCIAL ADVISORS) POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2011 ADDRESS: 20 Commerce Drive, Cranford NJ 07016, United States DESCRIPTION: HELP MANAGE FIRM 2) ATHOS BENEFIT CONSULTING POSITION: null NATURE: EMPLOYEE BENEFITS CONSULTING AND HEALTH INSURANCE AGENCY INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2007 Address: DESCRIPTION: Benefits consulting 3) PKF O'ONNOR DAVIES LLP POSITION: Partner NATURE: Partner in public accounting firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2014 ADDRESS: 20 commerce drive, suite 301, cranford NJ 07061, United States DESCRIPTION: Audit Partner in firm. Perfomr attest services for firm clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-10 |
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