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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-05
  • NJ RA
    APPROVED
    Since 2025-09-05

Branch Locations

20 Commerce Drive Suite 301, Cranford, NJ 07016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp Dallas TX 09/2000 10/2019
1St Global Advisors, Inc Springfield NJ 03/2006 10/2019
Avantax Insurance Services, Inc. Cranford NJ 06/2007 09/2025
O'COnnor, Davies, Llp Cranford NJ 01/2014 Present
Avantax Investment Services, Inc. Cranford NJ 10/2019 09/2025
Avantax Advisory Services Cranford NJ 10/2019 09/2025
Cetera Wealth Services, Llc Cranford NJ 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 09/2000 → 10/2019
    1St Global Capital Corp
    Dallas, TX
  • 03/2006 → 10/2019
    1St Global Advisors, Inc
    Springfield, NJ
  • 06/2007 → 09/2025
    Avantax Insurance Services, Inc.
    Cranford, NJ
  • 01/2014 → Present
    O'COnnor, Davies, Llp
    Cranford, NJ
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Cranford, NJ
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Cranford, NJ
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Cranford, NJ
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Cranford, NJ
  • 2006-03-07 → 2019-10-25
    1St Global Advisors Inc
    Cranford, NJ
Other Businesses

1) FMRTL WEALTH ADVISORS (FORMERLY FMRTL FINANCIAL ADVISORS) POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2011 ADDRESS: 20 Commerce Drive, Cranford NJ 07016, United States DESCRIPTION: HELP MANAGE FIRM 2) ATHOS BENEFIT CONSULTING POSITION: null NATURE: EMPLOYEE BENEFITS CONSULTING AND HEALTH INSURANCE AGENCY INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2007 Address: DESCRIPTION: Benefits consulting 3) PKF O'ONNOR DAVIES LLP POSITION: Partner NATURE: Partner in public accounting firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2014 ADDRESS: 20 commerce drive, suite 301, cranford NJ 07061, United States DESCRIPTION: Audit Partner in firm. Perfomr attest services for firm clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-10
  • S66 Uniform Combined State Law Examination
    2001-01-10

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