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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-03-05 |
| IL | RA | APPROVED | 2023-09-06 |
| PA | RA | APPROVED | 2023-08-28 |
| TX | RA | APPROVED | 2023-08-25 |
Branch Locations
214 Senate Avenue 7Th Floor, Camp Hill, PA 17011 • United States
233 South Wacker Drive Suite 9200 Pwm, Chicago, IL 60606 • United States
Ocean City, MD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Camphill | PA | 07/2011 | 08/2023 |
| Bank Of America, N.A. | Camp Hill | PA | 09/2011 | 08/2023 |
| Morgan Stanley Smith Barney Llc | Camp Hill | PA | 08/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2023 | Present |
(1) *568012 - HCJ LLC ; Investment related - Yes ; Berlin,Maryland ; Agriculture ; Partner(proprietor, partner, officer, director, employee, trustee, agent) ; 3/2022 ; During business hours : 0 ; After business hours : 5 ; Accounting/Bookkeeping:Administrative:Check Signing/Funds Disbursements:Labor/Service:Property Management (2) *568008 - Racing Stable; Investment related-Yes; Hershey, Pennsylvania; Raising, racing and breeding thoroughbred racehorses; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2002; During business hours: 0; After business hours: 20; Administrative, Accounting/Bookkeeping, Business Development/Growth, Check Signing/Funds Disbursements, Labor/Service (3) BLUEGRASS PROPERTIES LLC / INVESTMENT RELATED / HUMMELSTOWN, PA / LLC / OWNER / START 02-JANUARY-2012 / 5 HOURS DEVOTED MONTHLY / 0 DURING TRADING HOURS / REAL ESTATE INVESTING. *568010- Bluegrass Properties LLC; Investment related: Yes; Hershey, Pennsylvania; Real Estate, Rental Property; Partner, Officer (proprietor, partner, officer, director, employee, trustee, agent); 01/2025; During business hours: 0; After business hours: 10; Accounting/Bookkeeping, Administrative, Business Development/Growth, Check Signing/Funds Disbursements, Investment Decisions/Advice, Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-22 |
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