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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-03-05
IL RA APPROVED 2023-09-06
PA RA APPROVED 2023-08-28
TX RA APPROVED 2023-08-25
  • MD RA
    APPROVED
    Since 2024-03-05
  • IL RA
    APPROVED
    Since 2023-09-06
  • PA RA
    APPROVED
    Since 2023-08-28
  • TX RA
    APPROVED
    Since 2023-08-25

Branch Locations

214 Senate Avenue 7Th Floor, Camp Hill, PA 17011 • United States

233 South Wacker Drive Suite 9200 Pwm, Chicago, IL 60606 • United States

Ocean City, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Camphill PA 07/2011 08/2023
Bank Of America, N.A. Camp Hill PA 09/2011 08/2023
Morgan Stanley Smith Barney Llc Camp Hill PA 08/2023 Present
Morgan Stanley Private Bank, N.A New York NY 09/2023 Present
  • 07/2011 → 08/2023
    Camphill, PA
  • 09/2011 → 08/2023
    Bank Of America, N.A.
    Camp Hill, PA
  • 08/2023 → Present
    Morgan Stanley Smith Barney Llc
    Camp Hill, PA
  • 09/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

(1) *568012 - HCJ LLC ; Investment related - Yes ; Berlin,Maryland ; Agriculture ; Partner(proprietor, partner, officer, director, employee, trustee, agent) ; 3/2022 ; During business hours : 0 ; After business hours : 5 ; Accounting/Bookkeeping:Administrative:Check Signing/Funds Disbursements:Labor/Service:Property Management (2) *568008 - Racing Stable; Investment related-Yes; Hershey, Pennsylvania; Raising, racing and breeding thoroughbred racehorses; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2002; During business hours: 0; After business hours: 20; Administrative, Accounting/Bookkeeping, Business Development/Growth, Check Signing/Funds Disbursements, Labor/Service (3) BLUEGRASS PROPERTIES LLC / INVESTMENT RELATED / HUMMELSTOWN, PA / LLC / OWNER / START 02-JANUARY-2012 / 5 HOURS DEVOTED MONTHLY / 0 DURING TRADING HOURS / REAL ESTATE INVESTING. *568010- Bluegrass Properties LLC; Investment related: Yes; Hershey, Pennsylvania; Real Estate, Rental Property; Partner, Officer (proprietor, partner, officer, director, employee, trustee, agent); 01/2025; During business hours: 0; After business hours: 10; Accounting/Bookkeeping, Administrative, Business Development/Growth, Check Signing/Funds Disbursements, Investment Decisions/Advice, Property Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-22
  • S66 Uniform Combined State Law Examination
    2001-02-22

View on SEC IAPD

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