Best Investors Account Sign in

Ryan Patrick Dwyer

Rbc Capital Markets, LLC

Eugene, OR

Eugene, OR

CRD 4272807

Claim This Profile
Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-26
OR RA APPROVED 2020-01-07
  • TX RA
    APPROVED_RES
    Since 2020-02-26
  • OR RA
    APPROVED
    Since 2020-01-07

Branch Locations

975 Oak Street Suite 975, Eugene, OR 97401-3131 • United States

Eugene, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Investments, Llc Chicago IL 01/2011 10/2019
Rbc Capital Markets, Llc Eugene OR 12/2019 Present
City National Bank Eugene OR 03/2020 01/2025
  • 01/2011 → 10/2019
    Nuveen Investments, Llc
    Chicago, IL
  • 12/2019 → Present
    Eugene, OR
  • 03/2020 → 01/2025
    City National Bank
    Eugene, OR
Previous Registrations
Other Businesses

1) Name: Michael J. Dwyer Foundation Address: 1778 Graham Dr Eugene, Or 97405 Business Description: Michael J. Dwyer Foundation is a 501(c) 3 charitable organization Business is not investment related Projected Start Date: 02/01/07 Capacity: Other Duties Performed: My duties include organizing a once of year gold tournament that is our primary fundraising event. I also provide input as to how those funds are distributed to needy families. There are know investments, only cash in a bank account. Devoted to this OBA per Month: 1 or 2 hours as the golf tournament approaches Hours Devoted to this OBA during business hours: 0 2) NAME OF ENTITY: Open Door Foundation ADDRESS: 715 West 18th Avenue Eugene, Oregon 97402 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: The Open Door Foundation is a 501(c)3 non-profit organization whose purpose is strictly charitable CAPACITY: Other; At Large Member START DATE: 12.19.22 DUTIES: Approve or provide fundraising ideas, vote on certain initiatives. Approve minutes. etc... Investments are held at another firm and at no point have I been informed of any investment related duties. If that were to change, I would certainly disclose. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-07
  • S66 Uniform Combined State Law Examination
    2006-09-07

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Eugene, OR

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor