Best Investors
Account
Sign in
Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-26 |
| OR | RA | APPROVED | 2020-01-07 |
Branch Locations
975 Oak Street Suite 975, Eugene, OR 97401-3131 • United States
Eugene, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Investments, Llc | Chicago | IL | 01/2011 | 10/2019 |
| Rbc Capital Markets, Llc | Eugene | OR | 12/2019 | Present |
| City National Bank | Eugene | OR | 03/2020 | 01/2025 |
1) Name: Michael J. Dwyer Foundation Address: 1778 Graham Dr Eugene, Or 97405 Business Description: Michael J. Dwyer Foundation is a 501(c) 3 charitable organization Business is not investment related Projected Start Date: 02/01/07 Capacity: Other Duties Performed: My duties include organizing a once of year gold tournament that is our primary fundraising event. I also provide input as to how those funds are distributed to needy families. There are know investments, only cash in a bank account. Devoted to this OBA per Month: 1 or 2 hours as the golf tournament approaches Hours Devoted to this OBA during business hours: 0 2) NAME OF ENTITY: Open Door Foundation ADDRESS: 715 West 18th Avenue Eugene, Oregon 97402 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: The Open Door Foundation is a 501(c)3 non-profit organization whose purpose is strictly charitable CAPACITY: Other; At Large Member START DATE: 12.19.22 DUTIES: Approve or provide fundraising ideas, vote on certain initiatives. Approve minutes. etc... Investments are held at another firm and at no point have I been informed of any investment related duties. If that were to change, I would certainly disclose. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-07 |
Reach out to this advisor