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Fernando Kiguel

Ubs Financial Services Inc.

Montevideo

Maldonado

CRD 4272805

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-17
NY RA APPROVED 2024-07-17
FL RA APPROVED 2024-07-12
  • NJ RA
    APPROVED
    Since 2024-07-17
  • NY RA
    APPROVED
    Since 2024-07-17
  • FL RA
    APPROVED
    Since 2024-07-12

Branch Locations

Zonamerica Ruta 8, Km 17,500 Edificio @ 1, Office 301, Cp 91600, Montevideo • Uruguay

Maldonado • Uruguay

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Asset Managers S.A: Montevideo 06/2020 02/2023
Ubs Financial Services Inc Montevideo 03/2023 Present
Unemployed Parada 06/2016 05/2020
  • 06/2020 → 02/2023
    Asset Managers S.A:
    Montevideo
  • 03/2023 → Present
    Ubs Financial Services Inc
    Montevideo
  • 06/2016 → 05/2020
    Unemployed
    Parada
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-11
S63 Uniform Securities Agent State Law Examination 2011-06-09
  • S66 Uniform Combined State Law Examination
    2024-07-11
  • S63 Uniform Securities Agent State Law Examination
    2011-06-09

View on SEC IAPD

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