Denim Anne Mercado

Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 06/2017
  Wnc Capital Corp
  Irvine, CA
• 09/2011 → 06/2017
  Wnc & Associates
  Irvine, CA
• 06/2017 → 09/2017
  Unemployed
  Huntington Beach, CA
• 09/2017 → 11/2022
  Connexien Llc
  Irvine, CA
• 04/2018 → 11/2022
  Capulent, Llc
  Irvine, CA
• 06/2019 → 12/2021
  Trade App
  New York, NY
• 12/2022 → 02/2026
  U.S. Bancorp Investments, Inc.
  Irvine, CA
• 02/2026 → Present
  U.S. Bancorp Advisors, Llc
  Irvine, CA

Previous Registrations

• 2023-01-18 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  Irvine, CA
  Los Angeles, CA
  Huntington Beach, CA

Other Businesses

1) S. Weldon Family Foundation; not investment-related; Huntington Beach, CA; charitable trust; Bookkeeper; Director, Family; 01/01/2006; 1 hour/month; 0 hours/trading; keep track of donations and submit the bookkeeping/account statements to the family CPA. 2) Southern California Baton Boosters Association; not investment-related; Torrance, CA; Non-profit; Vice President; 9/1/2025; 10 hours/month; 0 hours/trading; support to the SCBBA president for meeting coordination and contest preparation.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-01-18
• S63 Uniform Securities Agent State Law Examination
  2018-04-26
• S66 Uniform Combined State Law Examination
  2001-08-30

Other Names

• Denim Millay
• Denim Anne Millay
• Denim Mercado