William Raymond Travis

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Massmutual Life Insurance Co
  Center Valley, PA
• 06/2009 → Present
  Mml Investors Services, Llc
  Center Valley, PA

Other Businesses

(1)NAME: WILLIAM TRAVIS INSURANCE AGENT INV REL: N ADD: 3701 CORPORATE PKWY, STE 320, CENTER VALLEY, PA 18034 NATURE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: AGENT START DATE: 11/25/2009 HR/MO: 5 HR/MO DURING SEC TRADING: 5 (2)NAME: WILLIAM TRAVIS INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: FINRA ARBITRATOR POSITION: FINRA ARBITRATOR START DATE: 02/28/2020 HR/MO: 5 HR/MO DURING SEC TRADING: 5 (3)NAME: TRAVIS BUSINESS CONSULTANT INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: BUSINESS CONSULTANT POSITION: BUSINESS CONSULTANT START DATE: 02/28/2020 HR/MO: 10 HR/MO DURING SEC TRADING: 10

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-11-14

Designations

• Chartered Financial Analyst