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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-15 |
| PA | RA | APPROVED | 2009-09-29 |
Branch Locations
3701 Corporate Parkway Suite 320, Center Valley, PA 18034 • United States
Easton, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Center Valley | PA | 05/2009 | Present |
| Mml Investors Services, Llc | Center Valley | PA | 06/2009 | Present |
(1)NAME: WILLIAM TRAVIS INSURANCE AGENT INV REL: N ADD: 3701 CORPORATE PKWY, STE 320, CENTER VALLEY, PA 18034 NATURE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: AGENT START DATE: 11/25/2009 HR/MO: 5 HR/MO DURING SEC TRADING: 5 (2)NAME: WILLIAM TRAVIS INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: FINRA ARBITRATOR POSITION: FINRA ARBITRATOR START DATE: 02/28/2020 HR/MO: 5 HR/MO DURING SEC TRADING: 5 (3)NAME: TRAVIS BUSINESS CONSULTANT INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: BUSINESS CONSULTANT POSITION: BUSINESS CONSULTANT START DATE: 02/28/2020 HR/MO: 10 HR/MO DURING SEC TRADING: 10
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-11-14 |
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