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Thomas Bragg Van Antwerp

Mitchell, Mcleod, Pugh & Williams, Inc.

Mobile, AL

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Current Employers
Mitchell, Mcleod, Pugh & Williams, Inc.

2610 Dauphin Street, Mobile, AL 36606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-05
GA RA APPROVED 2014-07-01
FL RA APPROVED 2014-05-28
LA RA APPROVED 2013-06-06
AL RA APPROVED 2013-04-11
  • TX RA
    APPROVED_RES
    Since 2017-05-05
  • GA RA
    APPROVED
    Since 2014-07-01
  • FL RA
    APPROVED
    Since 2014-05-28
  • LA RA
    APPROVED
    Since 2013-06-06
  • AL RA
    APPROVED
    Since 2013-04-11

Branch Locations

2610 Dauphin Street, Mobile, AL 36606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mitchell Mcleod Pugh & Williams, Inc. Mobile AL 03/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-10
S63 Uniform Securities Agent State Law Examination 2001-08-15
  • S65 Uniform Investment Adviser Law Examination
    2013-04-10
  • S63 Uniform Securities Agent State Law Examination
    2001-08-15
Other Names
  • Thomas Bragg Van Antwerp
  • Thomas B. Van Antwerp

View on SEC IAPD

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