Michael John Oresick

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-15
PA	RA	APPROVED	2025-08-19

TX RA
APPROVED

Since 2025-10-15
PA RA
APPROVED

Since 2025-08-19

Branch Locations

350 Liberty Plaza, Wilkes Barre, PA 18702 • United States

931 S State St, Summit, PA 18411 • United States

645 Washington Ave, Jermyn, PA 18433 • United States

1300 Wyoming Ave, Scranton, PA 18509 • United States

500 Davis St, Scranton, PA 18505 • United States

535 Wyoming Ave, Kingston, PA 18704 • United States

1700 N Keyser Ave, Scranton, PA 18508 • United States

128 Lackawanna Ave, Olyphant, PA 18447 • United States

108 N Washington Ave, Scranton, PA 18503 • United States

16632 State Route 706, Montrose, PA 18801 • United States

1230 Memorial Hwy Ste 1, Shavertown, PA 18708 • United States

406 S Main St, Wilkes Barre, PA 18701 • United States

45 S Main St, Pittston, PA 18640 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sei Investments Distribution Co	Oaks	PA	08/2015	09/2018
Sei Investments Management Corp	Oaks	PA	08/2015	09/2018
Janney Montgomery Scott Llc	Hazleton	PA	09/2018	03/2022
Wells Fargo Advisors. Llc.	Clarks Summit	PA	03/2022	08/2025
Lpl Financial Llc	Wilkes-Barre	PA	08/2025	Present
Community Bank, N.A.	Wilkes-Barre	PA	08/2025	Present

08/2015 → 09/2018

Sei Investments Distribution Co

Oaks, PA
08/2015 → 09/2018

Sei Investments Management Corp

Oaks, PA
09/2018 → 03/2022

Janney Montgomery Scott Llc

Hazleton, PA
03/2022 → 08/2025

Wells Fargo Advisors. Llc.

Clarks Summit, PA
08/2025 → Present

Lpl Financial Llc

Wilkes-Barre, PA
08/2025 → Present

Community Bank, N.A.

Wilkes-Barre, PA

Previous Registrations

2022-03-15 → 2025-08-28

Wells Fargo Clearing Services, Llc

Allentown, PA

Dallas, PA

Scranton, PA

Edwardsville, PA
2018-09-11 → 2022-03-15

Janney Montgomery Scott Llc

Hazleton, PA
2015-08-14 → 2016-01-08

Sei Investments Management Corp

Oaks, PA
2014-03-14 → 2015-08-06

Lpl Financial Llc

Sugarloaf, PA

Other Businesses

1) 08/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Nottingham Investment Services Inv Related / At reported business location (s) 2) 08/2025 - CRESTWOOD AREA COMMUNITY EDUCATION / Instructor / Outside/W-2 Employment / Non Inv Related / Mountain Top PA 18707 / Start date 09/01/2025 . 25 hrs per month - 1 % time spent

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-10-26

S66 Uniform Combined State Law Examination

2000-10-26

Designations

Certified Financial Planner

View on SEC IAPD