Best Investors Account Sign in
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-03
KS RA APPROVED 2000-11-09
  • TX RA
    APPROVED_RES
    Since 2006-10-03
  • KS RA
    APPROVED
    Since 2000-11-09

Branch Locations

9820 Metcalf Ave Ste 130, Overland Park, KS 66212 • United States

Overland Park, KS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Overland Park KS 09/2005 03/2020
Ameriprise Financial Services, Llc Overland Park KS 03/2020 Present
Other Businesses

Business Ownership; Ups & Downs LLC.; ; Management company; 5118 w 158th teroverland park, Ks 66224, ,; Not Investment-Related; 08/25/2010; 1 to 9 hours per month; 0 during trading hours / Bulls & Bears, LLC.; Owner; This business handles all of the operation on my farm.; 5118 w. 158th terOverland Park, KS 66224, ,; Not Investment-Related; 03/23/2006; 0 hours per month; 0 during trading hours / Relentless, LLC; Owner; Real Estate; 5118 w 158th ter, , overland park, KS, 66224; Not Investment-Related; 08/26/2014; 1 to 9 hours per month; 0 during trading hours / Paradise Valley Rentals, Inc; Owner; this business will be operating business for real estate held by an already ameriprise approved LLC. this new business is to protect the asset incase of the worst things happening.; 23 Caspari way , , emigrant, MT, 59047; Not Investment-Related; 08/21/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-31
  • S66 Uniform Combined State Law Examination
    2000-10-31

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Overland Park, KS

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor