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Andy Lee Oge

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-23
  • TX RA
    APPROVED
    Since 2022-07-23

Branch Locations

3000 Schwab Way, Westlake, TX 76262-8104 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities, Inc. Dallas TX 08/2000 01/2019
Td Ameritrade Southlake TX 08/2019 06/2024
Unemployed North Richland Hills TX 02/2019 07/2019
Charles Schwab & Co., Inc. Westlake TX 06/2024 Present
  • 08/2000 → 01/2019
    Hilltop Securities, Inc.
    Dallas, TX
  • 08/2019 → 06/2024
    Td Ameritrade
    Southlake, TX
  • 02/2019 → 07/2019
    Unemployed
    North Richland Hills, TX
  • 06/2024 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
Previous Registrations
  • 2021-10-11 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Southlake, TX
    Westlake, TX
  • 2021-10-11 → 2022-10-14
    Td Ameritrade, Inc.
    Westlake, TX
Other Businesses

1) Villa Stay Vacation Rentals | Investment Related:No|6724 Gholson Rd |Waco|Texas|76705|USA|Rental Services (Other than Real Estate)|Rental investor|4/1/2021|Less than 20|0.000000|This is managed by Villa Stay Vacation Rentals for a fee.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-08
S63 Uniform Securities Agent State Law Examination 2019-12-16
  • S66 Uniform Combined State Law Examination
    2021-10-08
  • S63 Uniform Securities Agent State Law Examination
    2019-12-16
Other Names
  • Andy Oge

View on SEC IAPD

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RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

More in Westlake, TX

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