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Cheryl Jenkins-Nelson

Ubs Financial Services Inc.

Knoxville, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2008-03-14
  • TN RA
    APPROVED
    Since 2008-03-14

Branch Locations

800 South Gay Street Suite 2600, Knoxville, TN 37929 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Knoxville TN 03/2008 Present
Previous Registrations
  • 2007-04-02 → 2008-03-11
    Morgan Stanley & Co. Llc
    Knoxville, TN
  • 2004-02-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    Knoxville, TN
    Knoxville, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-22
S63 Uniform Securities Agent State Law Examination 2002-04-30
  • S65 Uniform Investment Adviser Law Examination
    2006-09-22
  • S63 Uniform Securities Agent State Law Examination
    2002-04-30
Other Names
  • Cheryl L Gillis
  • Cheryl Gillis Jenkins
  • Cheryl Gillis Jenkins-Nelson
  • Cheryl Jenkins Nelson

View on SEC IAPD

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JONATHAN LOVE
HUNTER ROCK

Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

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