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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-12
  • TX RA
    APPROVED
    Since 2024-12-12

Branch Locations

18103 W Interstate 10, San Antonio, TX 78257 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Securities Llc San Antonio TX 08/2019 01/2021
Neisd San Antonio TX 09/2016 08/2017
Uber San Antonio TX 12/2017 Present
Lyft San Antonio TX 05/2017 04/2021
Security Service Federal Credit Union San Antonio TX 04/2018 07/2019
J.P. Morgan Securities Llc San Antonio TX 09/2022 11/2024
Jpmorgan Chase Bank, N.A. San Antonio TX 09/2022 11/2024
Genesis Wealth Management Austin TX 11/2021 03/2022
Premier Minerals Inc San Antonio TX 01/2018 04/2018
Unemployed San Antonio TX 07/2016 09/2016
Security Service Investment Group San Antonio TX 01/2021 10/2021
Raymond James Financial Services, Inc. San Antonio TX 12/2024 Present
Raymond James Financial Services Advisors, Inc. San Antonio TX 12/2024 Present
Lpl Financial Llc Austin TX 11/2021 02/2022
Raymond James Financial Services Advisors, Inc. San Antonio TX 07/2021 10/2021
Raymond James Financial Services, Inc. San Antonio TX 01/2021 10/2021
Security Service Federal Credit Union San Antonio TX 12/2024 Present
  • 08/2019 → 01/2021
    San Antonio, TX
  • 09/2016 → 08/2017
    Neisd
    San Antonio, TX
  • 12/2017 → Present
    Uber
    San Antonio, TX
  • 05/2017 → 04/2021
    Lyft
    San Antonio, TX
  • 04/2018 → 07/2019
    Security Service Federal Credit Union
    San Antonio, TX
  • 09/2022 → 11/2024
    San Antonio, TX
  • 09/2022 → 11/2024
    Jpmorgan Chase Bank, N.A.
    San Antonio, TX
  • 11/2021 → 03/2022
    Genesis Wealth Management
    Austin, TX
  • 01/2018 → 04/2018
    Premier Minerals Inc
    San Antonio, TX
  • 07/2016 → 09/2016
    Unemployed
    San Antonio, TX
  • 01/2021 → 10/2021
    Security Service Investment Group
    San Antonio, TX
  • 12/2024 → Present
    Raymond James Financial Services, Inc.
    San Antonio, TX
  • 12/2024 → Present
    San Antonio, TX
  • 11/2021 → 02/2022
    Austin, TX
  • 07/2021 → 10/2021
    San Antonio, TX
  • 01/2021 → 10/2021
    Raymond James Financial Services, Inc.
    San Antonio, TX
  • 12/2024 → Present
    Security Service Federal Credit Union
    San Antonio, TX
Previous Registrations
Other Businesses

(1)Name of Business: Uber Address: 20710 Huebner Rd # 1239, San Antonio, TX, 78258, United States Activity Type: Other Position/Title: Independent Contractor Investment Related: No Start Date: 12/27/2016 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Uber Driver (independent contractor) (2)Name of Business:Security Service Investment Group Address: 18103 W Interstate 10, San Antonio, Texas 78257-9535 Activity Type: Support Company - Non Owner PositionTitle: Other Investment Related: No Start Date: 12/5/2024 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor for SSIG

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-09
S63 Uniform Securities Agent State Law Examination 2019-11-26
  • S65 Uniform Investment Adviser Law Examination
    2021-06-09
  • S63 Uniform Securities Agent State Law Examination
    2019-11-26
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Michael Damien Johnston
  • Michael D. Johnston
  • Michael Damian Johnston
  • Michael Johnston

View on SEC IAPD

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