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On Investment Management Co CRD 105662
$3.15B regulatory AUM 308 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-09-09 |
| IL | RA | APPROVED | 2025-03-31 |
| MI | RA | APPROVED | 2024-09-17 |
| TX | RA | APPROVED_RES | 2024-08-16 |
| WA | RA | APPROVED | 2024-08-14 |
| MS | RA | APPROVED | 2024-07-11 |
| AZ | RA | APPROVED | 2024-05-24 |
| MO | RA | APPROVED | 2024-03-15 |
| VA | RA | APPROVED | 2024-02-09 |
| CA | RA | APPROVED | 2024-02-07 |
| FL | RA | APPROVED | 2023-06-08 |
| MD | RA | APPROVED | 2022-08-04 |
| NJ | RA | APPROVED | 2018-03-14 |
| PA | RA | APPROVED | 2018-03-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Bank/First Niagara/Lpl Financial | Emmaus | PA | 01/2013 | 03/2017 |
| Seckel Capital Advisors Llc | Newtown | PA | 03/2017 | 07/2017 |
| Independent Life And Disability Insurance Agent | Southampton | PA | 08/2017 | Present |
| Ohio National Financial Services | Cincinnati | OH | 08/2017 | Present |
| The O.N. Equity Sales Company | Cincinnati | OH | 02/2018 | Present |
| Innova Wealth Partners, Llc | Newtown | PA | 03/2017 | 02/2018 |
1)Advisors Excel IMO; not investment related; 2950 SW McClure Rd Topeka KS 66614; NON-VARIABLE life insurance and long-term care; Sales Agent; 08/01/2017-Present; 40 hours/month; 20 trading/hours; Independent Life, Disability and Long Term Care; They are an IMO in Topeka, Kansas. I am also able to do FIA's through their Annuity side. I realize that i will no longer be able to do FIA's through them. 2). Life Brokerage LLC; Yes investment related; 2 Central Avenue, Hammonton, NJ 08037; Agent; 08/04/2020-present; 20 hours/month (20 during securities trading hours); Sales of life insurance , DI, LTC and Fixed Annuities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-09 |
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