Gustavo Adolfo Caballero

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 08/2019
  Space Coast Credit Union
  Miami, FL
• 03/2013 → Present
  Lpl Financial, Llc
  Miami, FL

Previous Registrations

• 2009-03-05 → 2013-03-12
  Wells Fargo Clearing Services, Llc
  Miami, FL
  Miami, FL
  Kendall, FL
• 2008-03-04 → 2009-03-17
  Lpl Financial Llc
  Miami Beach, FL
  Miami, FL
  Sunny Isles, FL
  Miami, FL
  Miami, FL
  Miami, FL
  Key Biscayne, FL
  Miami Beach, FL
  N. Miami Beach, FL
• 2007-03-08 → 2008-03-04
  Ifmg Securities, Inc.
  North Miami, FL
  Miami Beach, FL
  Sunny Isles Beach, FL
  Miami Beach, FL
  Miami, FL
  Miami, FL
  Miami, FL
  Key Biscayne, FL
  Miami, FL
• 2006-07-20 → 2006-10-04
  Morgan Keegan & Company, Llc
  Miami, FL
  Miami, FL
• 2001-06-14 → 2002-09-27
  Morgan Stanley Dw Inc.
  Coral Gables, FL

Other Businesses

1. 3/5/2021 - Silver Knight Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/11/2019 - 180 Hours Per Month/140 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-07-17
• S63 Uniform Securities Agent State Law Examination
  2000-12-12

Other Names

• Gustavo A. Caballero
• Gus Caballero
• Gustavo Adolfo Caballero Jr