Raquel Vargas

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → Present
  Merrill Lynch
  Miami, FL

Previous Registrations

• 2008-03-24 → 2008-10-07
  Lehman Brothers Inc.
  Miami, FL
  Miami, FL
  New York, NY
• 2003-01-17 → 2003-09-02
  Credit Suisse Securities (Usa) Llc
  Miami, FL
• 2001-06-12 → 2003-01-17
  Pershing Llc
  Miami, FL

Other Businesses

OBA ID: 1587267 OBA Name: Rental Property 1 Address: Doral, FL Activity Investment Related: No Compensation Received: Yes Role: Co-owner with other family members Time Related Commitment/Frequency: Weekly Time Related Time During Work Hours: 0 Duties:

Exams

• S66 Uniform Combined State Law Examination
  2008-03-20
• S63 Uniform Securities Agent State Law Examination
  2001-11-27

Other Names

• Raquel De Jesus Vargas
• Raquel De Jesus Vargas-Perez
• Raquel Vargas Perez
• Raquel Vargas-Perez