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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-05-03 |
| TX | RA | APPROVED | 2024-05-03 |
Branch Locations
111 Monument Circle Suite 3100, Indianapolis, IN 46204 • United States
800 East 96Th Street Suite 400, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities, Inc. | Cincinnati | OH | 06/2006 | 04/2022 |
| Mml Investors Services, Llc | Indianapolis | IN | 04/2022 | 04/2024 |
| Massmutual Life Insurance Co | Indianapolis | IN | 04/2022 | 04/2024 |
| University Of Indianapolis | Indianapolis | IN | 01/2013 | Present |
| Morgan Stanley | Indianapolis | IN | 04/2024 | Present |
(1) *592420- Land Behrends, LLC; Investment related - Yes; Brownsburg, Indiana; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2021; During business hours: 0; After business hours: 3; Property Management (2) *592416 - University of Indianapolis; Investment related -No; Indianapolis, Indiana; Education; Employee (proprietor, partner, officer, director, employee, trustee, agent); 01/2014; During business hours: 0; After business hours: 12;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-23 |
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