Laura Digiacomo Mai

Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2025-08-20
DC	RA	APPROVED	2025-08-18
AZ	RA	APPROVED	2025-08-04
AR	RA	APPROVED	2025-07-31
AK	RA	APPROVED	2025-07-29
MD	RA	APPROVED	2025-07-29
ND	RA	APPROVED	2025-07-28
NH	RA	APPROVED	2025-07-25
KY	RA	APPROVED	2025-07-24
MI	RA	APPROVED	2025-07-24
MN	RA	APPROVED	2025-07-24
NV	RA	APPROVED	2025-07-24
OH	RA	APPROVED	2025-07-24
OR	RA	APPROVED	2025-07-24
SC	RA	APPROVED	2025-07-24
WV	RA	APPROVED	2025-07-24
WI	RA	APPROVED	2025-07-24
WY	RA	APPROVED	2025-07-24
CT	RA	APPROVED	2025-07-23
DE	RA	APPROVED	2025-07-23
FL	RA	APPROVED	2025-07-23
GA	RA	APPROVED	2025-07-23
HI	RA	APPROVED	2025-07-23
ID	RA	APPROVED	2025-07-23
IL	RA	APPROVED	2025-07-23
IN	RA	APPROVED	2025-07-23
IA	RA	APPROVED	2025-07-23
LA	RA	APPROVED	2025-07-23
ME	RA	APPROVED	2025-07-23
MS	RA	APPROVED	2025-07-23
MT	RA	APPROVED	2025-07-23
NM	RA	APPROVED	2025-07-23
NC	RA	APPROVED	2025-07-23
OK	RA	APPROVED	2025-07-23
PA	RA	APPROVED	2025-07-23
RI	RA	APPROVED	2025-07-23
UT	RA	APPROVED	2025-07-23
VT	RA	APPROVED	2025-07-23
VA	RA	APPROVED	2025-07-23
AL	RA	APPROVED	2025-07-22
CA	RA	APPROVED	2025-07-22
CO	RA	APPROVED	2025-07-22
KS	RA	APPROVED	2025-07-22
MO	RA	APPROVED	2025-07-22
NE	RA	APPROVED	2025-07-22
NJ	RA	APPROVED	2025-07-22
NY	RA	APPROVED	2025-07-22
SD	RA	APPROVED	2025-07-22
TX	RA	APPROVED	2025-07-22
WA	RA	APPROVED	2025-07-22

PR RA
APPROVED

Since 2025-08-20
DC RA
APPROVED

Since 2025-08-18
AZ RA
APPROVED

Since 2025-08-04
AR RA
APPROVED

Since 2025-07-31
AK RA
APPROVED

Since 2025-07-29
MD RA
APPROVED

Since 2025-07-29
ND RA
APPROVED

Since 2025-07-28
NH RA
APPROVED

Since 2025-07-25
KY RA
APPROVED

Since 2025-07-24
MI RA
APPROVED

Since 2025-07-24
MN RA
APPROVED

Since 2025-07-24
NV RA
APPROVED

Since 2025-07-24
OH RA
APPROVED

Since 2025-07-24
OR RA
APPROVED

Since 2025-07-24
SC RA
APPROVED

Since 2025-07-24
WV RA
APPROVED

Since 2025-07-24
WI RA
APPROVED

Since 2025-07-24
WY RA
APPROVED

Since 2025-07-24
CT RA
APPROVED

Since 2025-07-23
DE RA
APPROVED

Since 2025-07-23
FL RA
APPROVED

Since 2025-07-23
GA RA
APPROVED

Since 2025-07-23
HI RA
APPROVED

Since 2025-07-23
ID RA
APPROVED

Since 2025-07-23
IL RA
APPROVED

Since 2025-07-23
IN RA
APPROVED

Since 2025-07-23
IA RA
APPROVED

Since 2025-07-23
LA RA
APPROVED

Since 2025-07-23
ME RA
APPROVED

Since 2025-07-23
MS RA
APPROVED

Since 2025-07-23
MT RA
APPROVED

Since 2025-07-23
NM RA
APPROVED

Since 2025-07-23
NC RA
APPROVED

Since 2025-07-23
OK RA
APPROVED

Since 2025-07-23
PA RA
APPROVED

Since 2025-07-23
RI RA
APPROVED

Since 2025-07-23
UT RA
APPROVED

Since 2025-07-23
VT RA
APPROVED

Since 2025-07-23
VA RA
APPROVED

Since 2025-07-23
AL RA
APPROVED

Since 2025-07-22
CA RA
APPROVED

Since 2025-07-22
CO RA
APPROVED

Since 2025-07-22
KS RA
APPROVED

Since 2025-07-22
MO RA
APPROVED

Since 2025-07-22
NE RA
APPROVED

Since 2025-07-22
NJ RA
APPROVED

Since 2025-07-22
NY RA
APPROVED

Since 2025-07-22
SD RA
APPROVED

Since 2025-07-22
TX RA
APPROVED

Since 2025-07-22
WA RA
APPROVED

Since 2025-07-22

Branch Locations

Lake Forest, CA • United States

1 Citizens Bank Way, Johnston, RI 02919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
E*Trade Securities Llc	Costa Mesa	CA	11/2016	02/2020
E*Trade Capital Management Llc	Costa Mesa	CA	11/2016	02/2020
Unemployed	Lake Forest	CA	05/2016	11/2016
E*Trade Capital Management Llc	Irvine	CA	02/2020	07/2025
E*Trade Securities Llc	Santa Ana	CA	02/2020	07/2025
Morgan Stanley	Irvine	CA	01/2023	07/2025
Morgan Stanley	Irvine	CA	09/2023	07/2025
Morgan Stanley	Irvine	CA	09/2023	07/2025
Citizens Securities, Inc.	Lake Forest	CA	07/2025	Present

11/2016 → 02/2020

E*Trade Securities Llc

Costa Mesa, CA
11/2016 → 02/2020

E*Trade Capital Management Llc

Costa Mesa, CA
05/2016 → 11/2016

Unemployed

Lake Forest, CA
02/2020 → 07/2025

E*Trade Capital Management Llc

Irvine, CA
02/2020 → 07/2025

E*Trade Securities Llc

Santa Ana, CA
01/2023 → 07/2025

Morgan Stanley

Irvine, CA
09/2023 → 07/2025

Morgan Stanley

Irvine, CA
09/2023 → 07/2025

Morgan Stanley

Irvine, CA
07/2025 → Present

Citizens Securities, Inc.

Lake Forest, CA

Previous Registrations

2023-09-05 → 2025-07-21

Morgan Stanley

Irvine, CA

Irvine, CA

Lake Forest, CA

Irvine, CA
2017-03-23 → 2023-09-05

Harrisdirect Llc

Costa Mesa, CA

Arlington, VA

Santa Ana, CA

Irvine, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-03-23

S66 Uniform Combined State Law Examination

2017-03-23

Other Names

Laura Christine Digiacomo
Laura Digiacomo Mai

View on SEC IAPD