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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-03-15
  • NJ RA
    APPROVED
    Since 2022-03-15

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.W.KOrth Lansing MI 09/2013 02/2019
Edward Jones St.LOuis MO 03/2019 03/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 03/2022 Present
Bank Of America, N.A. Florham Park NJ 06/2022 Present
Previous Registrations
  • 2019-04-08 → 2022-03-16
    Sparta, NJ
    St Louis, MO
    Mt. Arlington, NJ
    Succasunna, NJ
    Wharton, NJ
Other Businesses

Spartan Symmetry Type of business: Personal Traiing Sparta, NJ Start date: 1/2/2019 Director Hours per week: 0 Hours during trading: 0 It is just an LLC that is dormant

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-03
S63 Uniform Securities Agent State Law Examination 2002-10-01
  • S66 Uniform Combined State Law Examination
    2019-04-03
  • S63 Uniform Securities Agent State Law Examination
    2002-10-01
Other Names
  • John Tanwna

View on SEC IAPD

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