John-Paul Tancona

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 02/2019
  J.W.KOrth
  Lansing, MI
• 03/2019 → 03/2022
  Edward Jones
  St.LOuis, MO
• 03/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ
• 06/2022 → Present
  Bank Of America, N.A.
  Florham Park, NJ

Previous Registrations

• 2019-04-08 → 2022-03-16
  Edward Jones
  Sparta, NJ
  St Louis, MO
  Mt. Arlington, NJ
  Succasunna, NJ
  Wharton, NJ

Other Businesses

Spartan Symmetry Type of business: Personal Traiing Sparta, NJ Start date: 1/2/2019 Director Hours per week: 0 Hours during trading: 0 It is just an LLC that is dormant

Exams

• S66 Uniform Combined State Law Examination
  2019-04-03
• S63 Uniform Securities Agent State Law Examination
  2002-10-01

Other Names

• John Tanwna