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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2001-12-31
  • NC RA
    APPROVED
    Since 2001-12-31

Branch Locations

4917 Piedmont Pkwy Ste 103, Jamestown, NC 27282 • United States

Durham, NC • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Jamestown NC 09/2005 03/2020
Ameriprise Financial Services, Llc Jamestown NC 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 1020 Hale St. Durham,NC 27705, ,; ; / Commercial; 4917 Piedmont Pkwy Suite 103 Jamestown, NC, ,; Not Investment-Related; 06/01/2006 / Single Family; 214 Shore Drive, , Salter Path, NC, 28575; Not Investment-Related; 06/07/2021. Business Ownership; McFarling Commercial Properties; ; LLC that owns office space I run my practice out of; 5014 Renville DriveGreensboro, Nc 27406, ,; ; 03/01/2006; 1 to 9 hours per month; . Board of Directors; Guilford Crossing Professional Center POA; treasurer; 4917 Piedmont Pkwy ste 103 Jamestown, NC 27282, ,; ; 03/01/2014; 1 to 9 hours per month; 0 during trading hours. Real Estate License; Yes. Outside Employment; National Vendor Management Services (formally Auction.com); Self employed sign installs and photos for website Auction.com -; Installing auction.com signage and taking photos of properties being auctioned for the website.; 5014 Renville Dr Greensboro,NC 27406, ,; Not Investment-Related; 10/24/2015; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-29
  • S66 Uniform Combined State Law Examination
    2000-09-29
Other Names
  • Martin Dwayne Mc Farling
  • Martin Dwayne Mcfarling

View on SEC IAPD

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