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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Wellsville | NY | 11/2023 | Present |
| Fsc Securities Corporation | Wellsville | NY | 08/2006 | 11/2023 |
1. Geralyn Gough POSITION: Agent NATURE: sole prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2006 ADDRESS: 93 N. Main St. PO Box 1436. Wellsville, NY 14895 DESCRIPTION: Review and recommend term/disability/LTC insurance for clients. 2. GEM WEALTH PLANNING GROUP LLC POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2025 ADDRESS: 93 N. Main St. Suite 202, Wellsville NY 14895, United States DESCRIPTION: Accounting manager for investment business.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-12-13 |
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