Lawrence Lee Lathrop

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1989 → Present
  Lawrence L. Lathrop
  Canton Lake, CA
• 09/2000 → 11/2023
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 02/2001 → 11/2023
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2023 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 11/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2001-02-06 → 2023-06-30
  Cetera Investment Advisers Llc
  Canyon Lake , CA

Other Businesses

1. NAME OF OTHER BUSINESS: NAUTILUS TAX AND WEALTH SOLUTIONS ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: INCOME TAX PREPARATION START DATE: 01/2006 ; POSITION/TITLE/RELATIONSHIP: OWNER / CPA ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS. INCOME TAX SERVICES ; 2) LATHROP INSURANCE SERVICES - HEALTH INSURANCE SALES - STARTED 2001: OWNER

Exams

• S66 Uniform Combined State Law Examination
  2000-12-13