David Samuel Rochon

J.P. Morgan Securities LLC

Claim This Profile

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-09-20
LA	RA	APPROVED	2012-10-01

TX RA
APPROVED_RES

Since 2013-09-20
LA RA
APPROVED

Since 2012-10-01

Branch Locations

1943 E. Gause Blvd, Slidell, LA 70461 • United States

350 Gause Blvd, Slidell, LA 70458 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Slidell	LA	10/2012	Present
Jpmorgan Chase Bank, Na.	Slidell	LA	01/2018	Present

10/2012 → Present

J.P. Morgan Securities Llc

Slidell, LA
01/2018 → Present

Jpmorgan Chase Bank, Na.

Slidell, LA

Previous Registrations

2008-01-25 → 2012-10-01

Chase Investment Services Corp.

Slidell, LA

Slidell, LA
2002-07-02 → 2008-01-17

Stifel, Nicolaus & Company, Incorporated

New Orleans, LA

New Orleans, LA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-01-11

S66 Uniform Combined State Law Examination

2001-01-11

Other Names

David S Rochon

View on SEC IAPD

Other Firms

LINCOLN INVESTMENT

COMMONWEALTH FINANCIAL NETWORK

TRUIST ADVISORY SERVICES, INC.

JAFFE TILCHIN INVESTMENT PARTNERS, LLC

BAYTRUST WEALTH MANAGEMENT, LLC

COMPASS FINANCIAL MANAGEMENT LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

JAY EDWARD BADEAUX

Christopher Rivers

Matthew Edward Graham

MATTHEW OPPEDISANO

KIMBERLY JO COX

ROBERT CHARLES OUIMET

JOSE MIGUEL LOPEZ

RICHARD BAKER SHARPE

Other Offices

LINCOLN INVESTMENT · LUTZ, FL

COMMONWEALTH FINANCIAL NETWORK · Lutz, FL

TRUIST ADVISORY SERVICES, INC. · LUTZ, FL

J.P. MORGAN SECURITIES LLC · LUTZ, FL

JAFFE TILCHIN INVESTMENT PARTNERS, LLC · TAMPA, FL

JAFFE TILCHIN INVESTMENT PARTNERS, LLC · TAMPA, FL

BAYTRUST WEALTH MANAGEMENT, LLC · TAMPA, FL

COMPASS FINANCIAL MANAGEMENT LLC · Tampa, FL

More in Slidell, LA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor