Inactive

Brian William Ripley

Confluence Financial Partners

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Current Employers

Confluence Financial Partners

732 E Mcmurray Rd, Mcmurray, PA 15317 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2021-08-18

PA RA
APPROVED

Since 2021-08-18

Branch Locations

732 E Mcmurray Rd, Mcmurray, PA 15317 • United States

732 E Mcmurray Rd, Mcmurray, PA 15317 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Confluence Wealth Services, Inc	Pittsburgh	PA	08/2021	Present
Oppenheimer & Co. Inc.	Pittsburgh	PA	01/2015	08/2021

08/2021 → Present

Confluence Wealth Services, Inc

Pittsburgh, PA
01/2015 → 08/2021

Oppenheimer & Co. Inc.

Pittsburgh, PA

Previous Registrations

2015-01-20 → 2021-08-20

Oppenheimer & Co. Inc.

Pittsburgh, PA

Sewickley, PA
2011-12-19 → 2013-04-29

The Huntington Investment Company

Pittsburgh, PA
2007-11-08 → 2011-01-25

The Huntington Investment Company

Pittsburgh, PA
2007-07-20 → 2007-10-22

Walnut Street Securities, Inc.

Pittsburgh, PA

Pittsburgh, PA
2004-02-23 → 2006-06-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pittsburgh, PA

Pittsburgh, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-04-05
S63	Uniform Securities Agent State Law Examination	2001-04-17

S65 Uniform Investment Adviser Law Examination

2004-04-05
S63 Uniform Securities Agent State Law Examination

2001-04-17

Other Names

Ripley

View on SEC IAPD

Other Firms

STRATOS WEALTH PARTNERS, LTD

OSAIC WEALTH, INC.

ILG PRIVATE WEALTH, INC.

CETERA INVESTMENT ADVISERS LLC

LPL ENTERPRISE, LLC

LPL FINANCIAL LLC

J.P. MORGAN SECURITIES LLC

PNC WEALTH MANAGEMENT LLC

Other Investors

Andrew Funovits

CHRIS OLE JORDHEIM

GARY NEIL KRIKORIAN

Karen Ann Iannucci

JOHN HOWARD IANNUCCI

ANDREW J WILBERT

RICHARD LEE DALZOTTO

KENNETH SCOTT RAYMOND

Other Offices

STRATOS WEALTH PARTNERS, LTD · McMurray, PA

OSAIC WEALTH, INC. · MCMURRAY, PA

ILG PRIVATE WEALTH, INC. · MCMURRAY, PA

CETERA INVESTMENT ADVISERS LLC · CANONSBURG, PA

LPL ENTERPRISE, LLC · MCMURRAY, PA

LPL FINANCIAL LLC · MCMURRAY, PA

J.P. MORGAN SECURITIES LLC · Canonsburg, PA

LPL ENTERPRISE, LLC · MCMURRAY, PA

More in Mcmurray, PA

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