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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-07-12
  • MD RA
    APPROVED
    Since 2023-07-12

Branch Locations

7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States

225 Schilling Circle Suite 100 [Satellite], Hunt Valley, MD 21030 • United States

Bishopeville, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Baltimore MD 09/2010 11/2016
Wells Fargo Clearing Services, Llc Baltimore MD 11/2016 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ocean City MD 06/2017 07/2023
Bank Of America, N.A. Ocean City MD 07/2017 07/2023
Wells Fargo Advisors Financial Network, Llc Bethesda MD 07/2023 Present
Ortt Company's Berlin MD 04/2018 11/2021
Previous Registrations
  • 2017-06-06 → 2023-07-14
    Ocean City, MD
    Annapolis, MD
  • 2010-09-17 → 2017-06-14
    Annapolis, MD
    Columbia, MD
    Crofton, MD
    Pasadena, MD
  • 2003-12-10 → 2010-09-17
    Bb&T Investment Services, Inc.
    Easton, MD
    Salisbury, MD
    Charlotte, NC
    Charlotte, NC
    Berlin, MD
    Chestertown, MD
    Centreville, MD
  • 2003-03-13 → 2003-10-16
    Uvest Financial Services Group, Inc.
    Salisbury, MD
Other Businesses

RAW LAND-FARM/TIMBER, INVT RELATED, SNOWHILL, MD, 100% OWNERSHIP WITH SPOUSE, START DATE 08/11/2023, 25 HRS PER MONTH, 0 HRS DURING TRADING, FARM OWNER.| POHANKA TOYOTA OF SALISBURY; NOT INV RELATED; SALISBURY, MD; INVENTORY CONTROL ASSOCIATE; START 09/01/2023; 50 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES: INVENTORY CONTROL.| DENNIS GP, LLC; INV RELATED; BISHOPVILLE, MD; 90% OWNERSHIP; START DATE 05/09/2025; 4 HOUR PER MONTH; 4 HOURS DURING TRADING; FORMED TO SELL A % TO A LLC 72 LLC, INVT RELATED, BISHOPVILLE, MD, 100% OWNERSHIP, START DATE 10/29/2024, 120 HRS PER MONTH AND DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-12
  • S66 Uniform Combined State Law Examination
    2003-03-12
Other Names
  • Lester Walker Dennis
  • Les Dennis

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