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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-07-12 |
Branch Locations
7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States
225 Schilling Circle Suite 100 [Satellite], Hunt Valley, MD 21030 • United States
Bishopeville, MD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Baltimore | MD | 09/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Baltimore | MD | 11/2016 | 06/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ocean City | MD | 06/2017 | 07/2023 |
| Bank Of America, N.A. | Ocean City | MD | 07/2017 | 07/2023 |
| Wells Fargo Advisors Financial Network, Llc | Bethesda | MD | 07/2023 | Present |
| Ortt Company's | Berlin | MD | 04/2018 | 11/2021 |
RAW LAND-FARM/TIMBER, INVT RELATED, SNOWHILL, MD, 100% OWNERSHIP WITH SPOUSE, START DATE 08/11/2023, 25 HRS PER MONTH, 0 HRS DURING TRADING, FARM OWNER.| POHANKA TOYOTA OF SALISBURY; NOT INV RELATED; SALISBURY, MD; INVENTORY CONTROL ASSOCIATE; START 09/01/2023; 50 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES: INVENTORY CONTROL.| DENNIS GP, LLC; INV RELATED; BISHOPVILLE, MD; 90% OWNERSHIP; START DATE 05/09/2025; 4 HOUR PER MONTH; 4 HOURS DURING TRADING; FORMED TO SELL A % TO A LLC 72 LLC, INVT RELATED, BISHOPVILLE, MD, 100% OWNERSHIP, START DATE 10/29/2024, 120 HRS PER MONTH AND DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-12 |
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