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Linda J Worthington

LPl Financial LLC

Tobyhanna, PA

CRD 4270417

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-08-17
  • PA RA
    APPROVED
    Since 2023-08-17

Branch Locations

Tobyhanna, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Tobyhanna PA 10/2005 Present
  • 10/2005 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Tobyhanna, PA
Other Businesses

1. 10/25/2005 - Worthington Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 5/12/2017 - No Business Name - Investment Related - Not Investment Related - Snydersville Driving Range, 125 Meadowbrook Lane, Stroudsburg, Pa. 18360 - Outside/W-2 Employment - Golf Instructor - Start 05/20/2017 - 8 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-12
  • S66 Uniform Combined State Law Examination
    2000-12-12

View on SEC IAPD

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