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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-01-16 |
| GA | RA | APPROVED | 2004-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Athens | GA | 01/2002 | Present |
| Bank Of America, N.A. | Athens | GA | 07/2011 | Present |
I*19888 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TOMBUCKTU, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 160 PINE TOPS COURT, ATHENS, GEORGIA 30606 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 7/1/2004 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MEMBER ACTIVE MEMBER IN MANAGING RENTAL PROPERTY. I*39843 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: YMCA OF ATHENS INVESTMENT RELATED: N ADDRESS OF BUSINESS: ATHENS, GEORGIA 30606 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 3/1/2010 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE YMCA BUILDS STRONG KIDS, STRONG FAMILIES AND STRONG COMMUNITIES BY OFFERING A MULTITUDE OF PROGRAMS, CLASSES AND ACTIVITIES FOR ALL AGES. I AM A MEMBER OF THE BOARD OF DIRECTORS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-14 |
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