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Carmen Elena Santana-Coto

Wells Fargo Clearing Services, LLC

Short Hills, NJ

Pompton Plains, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-02-09
  • NJ RA
    APPROVED
    Since 2021-02-09

Branch Locations

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

523 State Route 23, Pompton Plains, NJ 07444 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Little Ferry NJ 10/2012 Present
Wells Fargo Advisors, Llc Little Ferry NJ 02/2015 11/2016
Wells Fargo Clearing Services, Llc Little Ferry NJ 11/2016 Present
  • 10/2012 → Present
    Wells Fargo Bank, Na
    Little Ferry, NJ
  • 02/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Little Ferry, NJ
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Little Ferry, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-08
S63 Uniform Securities Agent State Law Examination 2015-04-07
  • S66 Uniform Combined State Law Examination
    2020-12-08
  • S63 Uniform Securities Agent State Law Examination
    2015-04-07
Other Names
  • Carmen Santana

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ
RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ
DORCHESTER ADVISORS LLC · SHORT HILLS, NJ
ESTEE ADVISORS LLC · SHORT HILLS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ
TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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