Laura A. Miller

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → Present
  Ubs Financial Services Inc
  Fort Wayne, IN

Previous Registrations

• 2006-09-27 → 2008-07-16
  J.P. Morgan Securities Inc.
  Fort Wayne, IN
• 2006-09-01 → 2006-09-27
  Banc One Securities Corporation
  New York, NY
• 2004-10-06 → 2006-08-04
  Robert W. Baird & Co. Incorporated
  Ft. Wayne, IN
  Ft Wayne, IN

Exams

• S66 Uniform Combined State Law Examination
  2004-10-05

Other Names

• Laura Ann Kapp
• Laura Ann Kapp Miller
• Laura Ann Miller
• Laura Kapp Miller