Best Investors Account Sign in

Heather N Carlson

Charles Schwab & Co., Inc.

Westlake, TX

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-09
  • TX RA
    APPROVED
    Since 2021-09-09

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade Inc Ft Worth TX 05/2009 08/2021
Charles Schwab & Co., Inc. Southlake TX 08/2021 Present
Previous Registrations
  • 2016-09-06 → 2021-09-09
    Td Ameritrade, Inc.
    Fort Worth, TX
    Omaha, NE
    Omaha, NE
    Fort Worth, TX
    Jersey City, NJ
    Southlake, TX
    Omaha, NE
  • 2016-09-06 → 2019-08-24
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Southloake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-02
S63 Uniform Securities Agent State Law Examination 2001-02-12
  • S66 Uniform Combined State Law Examination
    2016-09-02
  • S63 Uniform Securities Agent State Law Examination
    2001-02-12
Other Names
  • Heather Nicole Rigdon
  • Heather Nicole Schnitger
  • Heather N Schnitger
  • Heather N Carlson

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL FINANCIAL LLC
ADVISOR RESOURCE COUNCIL
SCHWAB WEALTH ADVISORY, INC.
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Other Investors

MATTHEW R MCMANUS
VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD
RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

More in Westlake, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor