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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-08-14 |
| GA | RA | APPROVED | 2003-04-07 |
Branch Locations
3525 Piedmont Rd Ne Bldg 5-110, Atlanta, GA 30305 • United States
Roswell, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Atlanta | GA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Atlanta | GA | 03/2020 | Present |
Business Ownership; Shamie LLC; Owner-Operator; This LLC will only be used to pay office expenses; 3525 Piedmont Road NE, Bldg 5 Ste 110, , Atlanta, GA, 30305; Not Investment-Related; 06/01/2020; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-19 |
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