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240 Saint Paul Street Suite 300, Denver, CO 80206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-10-28 |
Branch Locations
3300 S Market St Ste 404, Rogers, AR 72758 • United States
240 Saint Paul Street Suite 300, Denver, CO 80206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Rogers | AR | 05/2007 | 08/2018 |
| Raymond James Financial Services, Inc. | Rogers | AR | 08/2018 | 10/2024 |
| Raymond James Financial Services Advisors, Inc | Rogers | AR | 08/2018 | 10/2024 |
| Uniting Wealth Partners, Llc | Rogers | AR | 10/2024 | Present |
1) Spirits of Columbia, LLC; Not investment-related; 455 E. Green Meadows Rd., Columbia, MO 65201; Liquor Store; Owner; Start date: 10/2013; Make decisions on advertising, accounting, and financing; Approx. 5% of time during the month. 2) Sky High Columbia, LLC; Not investment-related; 1201 American Pkwy Columbia, MO 65202; Family Amusement; Owner; Start date: 12/2017; Make decisions on advertising, accounting, and financing; Approx. 5% of time during the month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-30 |
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