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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-06-25
OH RA APPROVED 2007-09-26
  • TX RA
    APPROVED_RES
    Since 2008-06-25
  • OH RA
    APPROVED
    Since 2007-09-26

Branch Locations

4137 Boardman Canfield Rd, Canfield, OH 44406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Canfield, Ohio OH 09/2007 Present
Bank Of America, N.A. Canfield OH 07/2011 Present
  • 09/2007 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Canfield, Ohio, OH
  • 07/2011 → Present
    Bank Of America, N.A.
    Canfield, OH
Previous Registrations
Other Businesses

I*1013285 Entity Type: Charitable Name of OBA: Glaciers Sports, Inc. Address: Youngstown Ohio Investment Related: No Position, Title, Association: Board Member Start Date:10/01/2022No Hours: 2 Monthly No Hours during trading:0 Monthly Duties: Attend regularly scheduled Board meetings, assist with fundraising events, volunteering for events/fundraising events. I*3380269, Entity Type: Fiduciary role Name of OBA: Names Co-Executor of J C Sr/D C Estate, Address: Struthers, Ohio, 44471, Investment Related: No, Position, Title, Association: Executor, Employee Start Date: 01/15/2026, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: Co-Executor/Parents I* 3681281 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO D. C. IRA FBO D. C. Address: Canfield, Ohio, 44406 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 02/02/2026 Number of Hours: 4, Yearly Number of Hours during trading: 4, Yearly Duties: Power of Attorney/In-Laws I*3683267 Entity Type: Fiduciary role Name of OBA: D. C. TOD BENEFICIARIES ON FILE Address: Canfield, Ohio, 44406 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 02/02/2026 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Power of Attorney/In-Laws I*3683268 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO D. C. IRA FBO D. C. Address: Canfield, Ohio, 44406 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 02/02/2026 Number of Hours: 4, Yearly Number of Hours during trading: 4, Yearly Duties: Power of Attorney/In-Laws I*3679286 Entity Type: Fiduciary role Name of OBA: D. C. IRA Address: Canfield, Ohio, 44406 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 02/02/2026 Number of Hours: 4, Yearly Number of Hours during trading: 4, Yearly Duties: Power of Attorney/In-Laws I*3678279 Entity Type: Fiduciary role Name of OBA: D. C. CMA Address: Canfield, Ohio, 44406 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 02/02/2026 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Power of Attorney/In-Laws

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-14
  • S66 Uniform Combined State Law Examination
    2003-04-14

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