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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-15 |
| UT | RA | APPROVED | 2024-07-15 |
Branch Locations
680 West 10000 South, South Jordan, UT 84095 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Salt Lake City | UT | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 11/2016 | 08/2022 |
| Morgan Stanley | South Jordan | UT | 07/2024 | Present |
| Wells Fargo | Salt Lake City | UT | 08/2022 | 12/2023 |
| Unemployed | South Jordan | UT | 12/2023 | 07/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-11 |
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