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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-12-17 |
Branch Locations
45 Glastonbury Boulevard 1St Floor, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Waterbury | CT | 08/2018 | 11/2018 |
| S&P Global/S&P Investment Advisory Services | New York | NY | 10/2014 | 05/2018 |
| Key Investment Services Llc | East Hartford | CT | 01/2019 | 07/2023 |
| Lpl Financial, Llc | Glastonbury | CT | 07/2023 | 12/2025 |
| American Eagle Federal Credit Union | East Hartford | CT | 07/2023 | 12/2025 |
| Mml Investors Services, Llc | Glastonbury | CT | 12/2025 | Present |
| Massmutual Life Insurance Co | Glastonbury | CT | 12/2025 | Present |
(1) Name: Philip Napolitano Inv Rel: Y Add: At residential address Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 12/05/2015 No. Hr/Mo: 5 No. Hr/Mo During Sec Trading: 0 Duties: Life, disability, long-term care, fixed annuities, health. (2) Name: Extra Innings Sports Inv Rel: N Add: At residential address Nature: Retail Sales Position: Owner Start Date: 06/20/2020 No. Hr/Mo: 10 No. Hr/Mo During Sec Trading: 0 Duties: Responsible for the operations of the business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-04 |
| S65 | Uniform Investment Adviser Law Examination | 2003-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-19 |
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