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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-01
FL RA APPROVED 2018-11-02
  • TX RA
    APPROVED_RES
    Since 2019-05-01
  • FL RA
    APPROVED
    Since 2018-11-02

Branch Locations

North Miami, FL • United States

1301 International Parkway Suite 120, Sunrise, FL 33323 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jhfn Sii Davie FL 02/2010 11/2018
Royal Alliance Associates, Inc. Sunrise FL 11/2018 Present
  • 02/2010 → 11/2018
    Jhfn Sii
    Davie, FL
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Sunrise, FL
Previous Registrations
  • 2017-04-11 → 2018-11-02
    Signator Investors, Inc.
    Sunrise, FL
    Tampa, FL
  • 2009-06-04 → 2010-02-22
    Miami, FL
  • 2004-06-15 → 2007-04-27
    The Concord Equity Group, Llc
    Bay Harbor, FL
    N. Miami Beach, FL
Other Businesses

1. ASPIRE FINANCIAL PARTNERS POSITION: Investment Advisor Representative conducting securities, investment advisory and insurance under this business name. NATURE: Inc INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 08/18/2014 ADDRESS: 1301 International Parkway, Suite 120, Sunrise FL 33323, United States DESCRIPTION: Sales and marketing ofInvestment Advisor Representative conducting securities, investment advisory and insurance under this business name. 2. ASPIRE FINANCIAL PARTNERS INC POSITION: Agent NATURE: Inc INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 08/18/2014 ADDRESS: 1301 International Parkway, Suite 120, Sunrise FL 33323, United States DESCRIPTION: Insurance broker 3. MIAMI COUNTRY DAY SCHOOL POSITION: Coach NATURE: Educational institution (pre k -12) INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 0 START DATE: 01/10/2022 ADDRESS: 601 NE 107th Street, Miami FL 33161, United States DESCRIPTION: Assistant Varsity softball coach

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-31
S63 Uniform Securities Agent State Law Examination 2000-10-24
  • S65 Uniform Investment Adviser Law Examination
    2017-03-31
  • S63 Uniform Securities Agent State Law Examination
    2000-10-24

View on SEC IAPD

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