Victor Lee Lombardi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 07/2025
  Cadaret, Grant & Co., Inc.
  Gettysburg, PA
• 08/2011 → Present
  Lfs Lombardi Financial Services
  Gettysburg, PA
• 07/2012 → 06/2017
  Midatlantic Retirement Planning Specialists
  Wilmington, DE
• 07/2025 → Present
  Lpl Financial Llc
  Gettysburg, PA

Previous Registrations

• 2011-08-09 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Wilmington, DE
  Gettysburg, PA
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY
• 2009-06-25 → 2011-08-08
  Psa Financial Advisors Inc
  Hunt Valley, MD
• 2009-06-01 → 2009-07-01
  Morgan Stanley
  Baltimore, MD
• 2006-02-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Baltimore, MD
  New York, NY
  Baltimore, MD
• 2001-04-16 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Baltimore, MD

Other Businesses

1. 07/10/2025- LFS Lombardi Financial Services- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 09/12/2012- 1 Hour Per Month- 1 Hour During Trading 2. 07/10/2025- LFS Lombardi Financial Services-DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- 08/10/2011- 160 Hours Per Month- 130 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2000-12-21