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Phillip Sparke

Oppenheimer & Co. Inc.

Tampa, FL

Tampa, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-11-02
NY RA APPROVED 2021-04-07
TX RA APPROVED_RES 2017-07-21
NJ RA APPROVED 2006-06-14
  • FL RA
    APPROVED
    Since 2022-11-02
  • NY RA
    APPROVED
    Since 2021-04-07
  • TX RA
    APPROVED_RES
    Since 2017-07-21
  • NJ RA
    APPROVED
    Since 2006-06-14

Branch Locations

4221 West Boy Scout Blvd. Ste 750, Tampa, FL 33607 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co. Inc. New York NY 01/2003 Present
  • 01/2003 → Present
    Fahnestock & Co. Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-08
S63 Uniform Securities Agent State Law Examination 2000-12-15
  • S65 Uniform Investment Adviser Law Examination
    2007-01-08
  • S63 Uniform Securities Agent State Law Examination
    2000-12-15

View on SEC IAPD

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