Terrence Daniel Wittman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2003 → Present
  Lpl Financial Llc
  Franklin, TN

Previous Registrations

• 2000-11-13 → 2003-07-17
  Equitable Advisors, Llc
  Oakbrook, IL

Other Businesses

1. 01/26/2015: CRUMP INSURANCE - INV REL - 420 E FOSTER AVE, ROSELLE, IL 60172 - NON-VARIABLE INSURANCE - START 01/15/2015 - 2 HR/MO 1 DURING SECS TRDG HRS - OUTSIDE AGENT: LIFE, DISABILITY, LTC 2. 07/08/2015 - Wittman Wealth Management - INV REL - 420 E Foster Ave. Roselle, IL 60172 - My Branch Office Address - DBA for LPL Business (entity for LPL business) - START 09/01/2015 - 40 HOURS PER MONTH, 8 DURING TRADING - This would encompass all of my duties as an LPL Advisor, including outside non P&C insurance sales, that are already approved. 3. 08/03/2022 -Iron Arrow Strategies- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)- Start Date- 08/15/2022 - 80 Hours Per Month/ 4 Hours During Securities Trading 4. 2/21/2023 - Penn Mutual Life Insurance/PS&G - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Outside Agent - Start Date - 02/15/2023 - 5 Hours Per Month/1 Hours During Securities Trading 5. 2/21/2023 - Lions Street - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Outside Agent - Start Date - 02/15/2023 - 5 Hours Per Month/1 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2000-10-17

Other Names

• Terrence D Wittman
• Terry Wittman