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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-20 |
| FL | RA | APPROVED | 2024-01-19 |
| TN | RA | APPROVED | 2024-01-19 |
Branch Locations
554 Green Tree Cove Suite 201A, Collierville, TN 38017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services, Inc | Germantown | TN | 06/2010 | 01/2024 |
| Osaic Wealth, Inc. | Collierville | TN | 01/2024 | Present |
1)TY'S BUSHHOGGING BUSINESS POSITION: Bookkeeping NATURE: Joint tax return - listed as partner for Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2001 ADDRESS: 1200 Hwy 193, Collierville TN 38017 DESCRIPTION: Invoices; Bills and Bookkeeping 2) MIDSOUTH ADVISORS POSITION: Financial Advisor NATURE: Marketing name INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 554 GreenTree Cove, Suite 201A, Collierville TN 38017 DESCRIPTION: maintaining MidSouth Advisors as a marketing name - not an entity or corporation - just DBA 3. INSURANCE MSA POSITION: Agent NATURE: Insurance business - Life, Health, DI, LTC, offered through First Heartland. Employee is licensed only in Insurance so she was not able to process business or split business under Osaic. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2022 ADDRESS: 554 Green Tree Cove, Suite 201A, Collierville TN 38017, United States DESCRIPTION: Insurance Sales: Proposals; presentations; paperwork; contract delivery; Medicare supplement reviews and sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-26 |
| S65 | Uniform Investment Adviser Law Examination | 2008-01-22 |
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