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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-09-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Huntersville | NC | 10/2015 | 11/2016 |
| Securities America Advisors | Huntersville | NC | 10/2015 | 11/2016 |
| Wells Fargo Clearing Services Llc | Charlotte | NC | 05/2017 | 08/2020 |
| Unemployed | Charlotte | NC | 11/2016 | 05/2017 |
| Regions Bank | Hiram | GA | 09/2020 | Present |
| Cetera Investment Advisers Llc | Hiram | GA | 09/2020 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-27 |
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