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Stephen Michael Albritton

Cetera Investment Advisers LLC

Hiram, GA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-09-17
  • GA RA
    APPROVED
    Since 2020-09-17

Branch Locations

4271 Jimmy Lee Smith Pkwy, Hiram, GA 30141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc Huntersville NC 10/2015 11/2016
Securities America Advisors Huntersville NC 10/2015 11/2016
Wells Fargo Clearing Services Llc Charlotte NC 05/2017 08/2020
Unemployed Charlotte NC 11/2016 05/2017
Regions Bank Hiram GA 09/2020 Present
Cetera Investment Advisers Llc Hiram GA 09/2020 Present
Cetera Investment Services Llc St. Cloud MN 09/2020 Present
  • 10/2015 → 11/2016
    Securities America Inc
    Huntersville, NC
  • 10/2015 → 11/2016
    Securities America Advisors
    Huntersville, NC
  • 05/2017 → 08/2020
    Charlotte, NC
  • 11/2016 → 05/2017
    Unemployed
    Charlotte, NC
  • 09/2020 → Present
    Regions Bank
    Hiram, GA
  • 09/2020 → Present
    Hiram, GA
  • 09/2020 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
  • 2017-05-31 → 2020-07-31
    Charlotte, NC
  • 2015-10-14 → 2016-11-30
    Securities America Advisors, Inc.
    Huntersville, NC
  • 2014-06-23 → 2015-10-05
    Shelby, NC
    Boiling Springs, NC
    Kings Mountain, NC
    Rutherfordton, NC
    Forest City, NC
  • 2012-07-17 → 2014-05-28
    Cornelius, NC
    Hudson, NC
    Statesville, NC
    Granite Falls, NC
    Hickory, NC
    Mebane, NC
    Greensboro, NC
    Graham, NC
    Greensboro, NC
    Greensboro, NC
    Burlington, NC
    Archdale, NC
    Greensboro, NC
    Greensboro, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Matthews, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Rock Hill, SC
    Columbia, SC
    Monroe, NC
    Mooresville, NC
    Charlotte, NC
  • 2011-04-25 → 2012-07-10
    Td Ameritrade, Inc.
    Charlotte, NC
  • 2011-04-25 → 2012-07-10
    Td Ameritrade Investment Management, Llc
    Charlotte, NC
  • 2006-09-19 → 2010-01-22
    Charlotte, NC
    Charlotte, NC
  • 2005-10-17 → 2006-03-10
    Uvest Financial Services Group, Inc.
    Charlotte, NC
  • 2004-02-05 → 2005-10-25
    Truist Investment Services, Inc.
    Waynesville, NC
  • 2002-10-03 → 2004-02-03
    Columbus, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-27
  • S66 Uniform Combined State Law Examination
    2000-10-27
Other Names
  • Stephen Michael Albritton
  • Stephen Albritton

View on SEC IAPD

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