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Brian Neil Lawrence

Morgan Stanley

New Orleans, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2010-11-12
OK RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • LA RA
    APPROVED
    Since 2010-11-12
  • OK RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

1100 Poydras Street Suite 1900, New Orleans, LA 70163 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Incorporated New Orleans LA 01/2009 Present
Morgan Stanley Smith Barney New Orleans LA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 01/2009 → Present
    Morgan Stanley & Co. Incorporated
    New Orleans, LA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    New Orleans, LA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2009-01-30 → 2009-06-01
    Morgan Stanley & Co. Llc
    New Orleans, LA
  • 2003-12-12 → 2009-02-10
    Ubs Financial Services Inc.
    New Orleans, LA
    New Orleans, LA
  • 2003-08-18 → 2003-12-15
    Banc Of America Investment Services, Inc.
    Dallas, TX
  • 2000-10-30 → 2003-08-20
    Banc Of America Securities Llc
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-27
  • S66 Uniform Combined State Law Examination
    2000-10-27

View on SEC IAPD

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