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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2017-05-22
TX RA APPROVED 2017-05-16
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2017-05-22
  • TX RA
    APPROVED
    Since 2017-05-16

Branch Locations

1 Rochester Street, Scottsville, NY 14546 • United States

260 Crittenden Blvd., Rochester, NY 14642 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Cape Coral FL 10/2012 04/2017
J.P. Morgan Securities Llc Scottsville NY 05/2017 Present
Jpmorgan Chase Bank, N.A. Scottsville NY 05/2017 Present
Previous Registrations
  • 2012-10-01 → 2017-05-05
    Rochester, NY
    Scottsville, NY
    Cape Coral, FL
    Fort Myers, FL
  • 2007-07-16 → 2012-10-01
    Chase Investment Services Corp.
    Rochester, NY
    Rochester, NY
    Scottsville, NY
    Henrietta, NY
    Rochester, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-13
S63 Uniform Securities Agent State Law Examination 2001-05-09
  • S65 Uniform Investment Adviser Law Examination
    2007-07-13
  • S63 Uniform Securities Agent State Law Examination
    2001-05-09

View on SEC IAPD

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