Scott A Rosati

$18.8B regulatory AUM

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-03-30

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Scottrade	Naples	FL	11/2004	03/2018
Pruco Securities, Llc	Fort Myers	FL	09/2018	10/2021
Unemployed	Fort Myers	FL	03/2018	09/2018
The Prudential Insurance Company Of America	Fory Myers	FL	10/2018	10/2021
Trifound Advisory Llc	Fort Myers	FL	11/2021	10/2022
Transamerica Investors Securities Corporation	Bonita Springs	FL	03/2023	Present
Unemployed	Bonita Springs	FL	10/2022	02/2023
Transamerica Life Insurance Company	Bonita Springs	FL	03/2023	Present

11/2004 → 03/2018

Scottrade

Naples, FL
09/2018 → 10/2021

Pruco Securities, Llc

Fort Myers, FL
03/2018 → 09/2018

Unemployed

Fort Myers, FL
10/2018 → 10/2021

The Prudential Insurance Company Of America

Fory Myers, FL
11/2021 → 10/2022

Trifound Advisory Llc

Fort Myers, FL
03/2023 → Present

Transamerica Investors Securities Corporation

Bonita Springs, FL
10/2022 → 02/2023

Unemployed

Bonita Springs, FL
03/2023 → Present

Transamerica Life Insurance Company

Bonita Springs, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-04-27