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Claudia Caroline Koenig-Solazzo

Ubs Financial Services Inc.

Miami, FL

Coral Gables, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-09-21
  • FL RA
    APPROVED
    Since 2020-09-21

Branch Locations

100 Se 2Nd Street, Suite 2500, Miami, FL 33131 • United States

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs International Inc. New York NY 10/2004 Present
Ubs Ag New York NY 10/2004 Present
Ubs Financial Services Inc. Weehawken NJ 01/2010 Present
  • 10/2004 → Present
    Ubs International Inc.
    New York, NY
  • 10/2004 → Present
    Ubs Ag
    New York, NY
  • 01/2010 → Present
    Ubs Financial Services Inc.
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-18
  • S66 Uniform Combined State Law Examination
    2020-09-18
Other Names
  • Claudia Caroline Koenig

View on SEC IAPD

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