Best Investors Account Sign in

Nathan Gregor Richardson

LPl Financial LLC

Port Angeles, WA

CRD 4268373

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-10-01
  • WA RA
    APPROVED
    Since 2020-10-01

Branch Locations

Port Angeles, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Law Office Of Greg Richardson Port Angeles WA 07/2000 Present
First Allied Securities, Inc. San Diego CA 05/2004 10/2020
E.K. Riley Investments, Llc Seattle WA 11/2007 11/2020
Lpl Financial Llc Port Angeles WA 10/2020 Present
  • 07/2000 → Present
    Law Office Of Greg Richardson
    Port Angeles, WA
  • 05/2004 → 10/2020
    First Allied Securities, Inc.
    San Diego, CA
  • 11/2007 → 11/2020
    E.K. Riley Investments, Llc
    Seattle, WA
  • 10/2020 → Present
    Port Angeles, WA
Previous Registrations
  • 2007-11-16 → 2020-11-06
    Ek Riley Investments, Llc
    Seattle, WA
    Seattle, WA
    Port Angeles, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
  • 2004-05-17 → 2007-11-16
    First Allied Securities, Inc.
    Port Angeles, WA
    Port Angeles, WA
  • 2001-06-19 → 2004-05-17
    Ragen Mackenzie Investment Services, Llc
    Port Angeles, WA
Other Businesses

1)07/09/2020 - Law Office of Greg Richardson - inv rel - Port Angeles,WA - start: 01/1980 - 20 hr/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-30
  • S66 Uniform Combined State Law Examination
    2001-01-30
Other Names
  • Greg Richardson

View on SEC IAPD

More in Port Angeles, WA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor