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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2020-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Law Office Of Greg Richardson | Port Angeles | WA | 07/2000 | Present |
| First Allied Securities, Inc. | San Diego | CA | 05/2004 | 10/2020 |
| E.K. Riley Investments, Llc | Seattle | WA | 11/2007 | 11/2020 |
| Lpl Financial Llc | Port Angeles | WA | 10/2020 | Present |
1)07/09/2020 - Law Office of Greg Richardson - inv rel - Port Angeles,WA - start: 01/1980 - 20 hr/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-30 |
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